SEC · Form 8-K Item 1.05 SEC cyber disclosure Since 18 Dec 2023
In forceMaterial cyber incidents disclosed within four business days of the materiality determination.
Incident timeline and the materiality decision anchored with who decided, when and on what facts. The four-day clock becomes provable.
Source SEC Rule 17a-4 Broker-dealer records Audit-trail alternative since 3 May 2023
In forceElectronic records kept with a complete time-stamped audit trail of every modification and deletion.
Every record change anchored with identity and time as it happens. Alterations raise an alert at once.
Source NYDFS · 23 NYCRR 500 NYDFS Cybersecurity Regulation Fully phased in 1 Nov 2025
In forceMFA, asset inventory, incident notice within 72 hours and an annual compliance certification signed by the CEO and CISO.
Controls, incidents and exceptions on record in real time. The signatures on the certification rest on proof.
Source SEC · PCAOB · SOX 404 SOX internal controls Ongoing
In forceIT general controls over change management and access, tested by the external auditor every year.
Every change and access grant tied to approval and role. The auditor verifies the receipt without access to your systems.
Source FTC · 16 CFR 314 FTC Safeguards Rule Breach notice since 13 May 2024
In forceNon-bank financial institutions notify the FTC within 30 days of a breach affecting 500 or more consumers.
Detection, scope and decision steps anchored as they happen. The 30-day notice is drafted from the proof.
Source FDA · 21 CFR Part 11 Electronic records and signatures Ongoing
In forceControlled access, authority checks, individual accountability and signature controls for regulated electronic records.
Each record and signature bound to identity, role, time and version. Any later change breaks the match and alerts.
Source DOJ · 28 CFR 202 DOJ Data Security Program Full obligations since 6 Oct 2025
In forceRestricted transactions involving bulk sensitive data need a compliance program, due diligence, audits and records.
Every data transfer checked before release and anchored with counterparty, rule and approval.
Source DoD · DFARS 252.204-7021 CMMC Phase 1 since 10 Nov 2025 · Phase 2 paused
PhasedDefense contractors handling controlled information prove their security level before award.
Control evidence for self-assessments anchored continuously, ready for the next assessment phase.
Source FERC · NERC NERC CIP Ongoing
In forceGrid operators prove access control, supply chain risk management and monitoring of critical cyber assets.
Access, changes and supplier evidence anchored per asset. Operator and supplier see the same receipt.
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